Risk and Compliance

The Elements Risk Business Diagnostics platform is the solution of choice for some of the world's largest banks and global custodians.
 
The Elements platform provides industry best market practice to deliver turnkey solutions that can still be customised to help you proactively manage your day to day business whilst providing risk and compliance analytics.
 
Example Solution Areas include, but are not limited to:
  
Account Opening, KYC and Credit Risk Management
Priority Client Issue Management
Trade / Case Capture
Trade Settlement
Settlement Fails
Income, Market Claims, Corporate Actions
Commissions and Fees
Interest Claims, Interest Allocations
Key Risk Indicators & Analytics
Client Money Management


Best Market Practice Features
  
User Profiles, System Security
Reference & Static Data
Configurable Authorisation
Data import & Export
Calculations
Automated Actions
Audit and Activity
SWIFT
Reporting
 
Benefits
  
Demonstrates a strong controlled process to the appropriate internal and external auditors and regulators.

Helps automate current processes, increasing efficiency and supporting straight-through processing.

Helps reduce the errors created by manual processes.

Designed to help you comply with the recommendations of the relevant Regulator or Dealers Association.

 

Treasury Market Practices Group

TMPG enhances regulation to cover Agency and MBS fails.

Find out more

ZEN go-live November 13th 2011

FSA new monitoring system increases reporting burden

Find out more